If you or someone you know is charged or may be charged with securities fraud, our excellent defense attorneys can defend you in any state or federal court.
Wall Street Journal - Friday, February 28, 2003. "How a String of E-Mail Came to Haunt CSFB and Star Banker" and cNet - June 21, 2000, "Stock fraud spurs regulators to look online."
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We specialize in getting our clients larger settlements!
Have you lost your money to unscrupulous stock brokers? You may be entitled to a settlement! We will help you get your money.
We turn our clients' dreams into reality by creative and careful business planning that has transformed small proprietorships into multi-million dollar companies.
Good lawyers don't just solve problems; they actually help prevent them. In business, an expert attorney can help you avoid all kinds of legal pitfalls—in finance, taxes, environmental regulations, hiring and firings.
Lawyers also help avoid personal problems, from unfair contracts to family squabbles (over estates, for example). But most people think of hiring them only once problems arise. That's when a good lawyer can help prevent things from getting worse.
Securities Fraud
If you have suffered substantial investment losses from securities fraud, you may be able to recover lost assets through arbitration security.
Investors can fight back. Arbitration proceedings offered by the National Association of Securities Dealers and the New York Stock Exchange allow many investors the opportunity to recover losses caused by portfolio unsuitability, broker misrepresentation, neglect, and securities fraud.
Investors can fight back. Arbitration proceedings offered by the National Association of Securities Dealers and the New York Stock Exchange allow many investors the opportunity to recover losses caused by portfolio unsuitability, broker misrepresentation, neglect, and fraud.
Stock Fraud
Fraud in connection with the sale of securities is prohibited by federal and state laws.
In one common situation, a broker or advisor recommends investments to a client that, in light of the client's circumstances and investment objectives, are unsuitable.Stock fraud cases involve several different legal theories, all of which may be available to a particular investor.
Securities Arbitration
Does your current broker or a broker soliciting your business tell you that you must act now, or that you will miss a tremendous opportunity? Securites Arbitration cases can be resolved to avoid costly and lengthy litigation.
Hindsight is always twenty-twenty, and making the wrong investment decision may be merely the result of bad judgment, and not the result of intentional or reckless conduct. You may be the victim of high pressure, deceptive sales practices. Moreover, if your broker uses high pressure sales tactics, chances are that you are being sold unsuitable or speculative "house stocks," and that your broker may be failing to disclose material risks or other pertinent information, including the firm's proprietary interest in that particular security.
We respect the privacy of our prospective clients. We realize that concerns about privacy and the secure transfer, storage and use of personal information have increased with the growth of the Internet. That is why we have a strict privacy policy and use state-of-the-art technologies to safeguard client information. We never disclose personal information about you.
